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Grant: Discovery Grants Program - Individual

Université d'Ottawa

$43,000.00

Fairness in Systems with Human-Algorithm Decision Making through Optimization and Machine Learning

EF 2024-25

Résumé
With prediction and optimization models becoming more ingrained in decision making processes across multiple sectors (e.g., healthcare, criminal justice, finance), algorithmic advice serves as a valuable means to reduce biases in those processes. Current efforts to do so focus on developing algorithmic fairness notions, which are used to create algorithmically fair models that do not have "any prejudice or favoritism". However, in high-stakes settings, algorithms only guide human experts, who can bypass algorithmic advice to make decisions. This means that focusing only on fairness within algorithms alone is not enough to develop fair systems as it fails to address biases from human decision makers. My program's long-term goal is to create operations research and machine learning (ML) frameworks to improve fairness in high-stakes settings (e.g., healthcare) that involve human-algorithm decision making. My program's short-term objectives aim to mitigate the harms of biased humans in such processes by developing new assignment optimization frameworks, where human-algorithm decision makers (e.g., physicians), with varying predictive abilities, are assigned subjects (e.g., patients) to evaluate for a given prediction task. These assignments will be optimized to improve the overall predictive performance across each decision maker, while ensuring fairness (defined as similar prediction errors across groups and individuals that are being evaluated). The assignment optimization framework will be developed for settings where a human's adherence to algorithmic advice: (i) can be guided and (ii) cannot be guided and instead must be learned. The former requires modeling human-algorithm interactions into optimization models that optimize fairness, predictive performance, and wait times for the decision makers. The latter requires a new active learning and optimization framework for collecting real-world data to develop a prediction model that estimates how human-algorithm decision makers make decisions, which will then be used to make optimal assignments. Finally, to further improve a system's resiliency to biased decision makers, I will develop a new algorithmic fairness notion that accounts for biases from previous decisions using an optimization framework. This new fairness notion will be integrated into the assignment optimization frameworks to ensure such resiliency translates to practice. This program will advance and connect the study of algorithmic fairness and human-algorithm decision making, bridging the research-to-practice disconnect in improving fairness through algorithms. It also develops and presents a new paradigm to algorithmic fairness research, namely, assignment optimization to mitigate human biases in human-algorithm decision making. Together, this research program represents a Canadian led innovation in algorithmic fairness research and further establishes Canada as a research leader in operations research and ML.
Programme
Discovery Grants Program - Individual
Bénéficiaire
Emplacement
Ontario, Canada
Type de bénéficiaire
Academia
Type
Grant
Source
NSERC's Awards Data

Tel que publié

Application id
RGPIN-2024-06131
Name nom
Sun, Christopher
Department département
Head Office
Organization id
28
Institution établissement
Université d'Ottawa
Province en
Ontario
Province fr
Ontario
Country en
CANADA
Country fr
CANADA
Fiscal year exercice financier
2024
Competition year année de concours
2024
Award amount
43000
Program id
RGPIN
Program name en
Discovery Grants Program - Individual
Program name fr
Programme de subventions à la découverte - individuelles
Group en
DISCOVERY RESEARCH
Group fr
RECHERCHE AXÉE SUR LA DÉCOUVERTE
Committee code
1509
Committee name en
Civil, Industrial and Systems Engineering
Committee name fr
Génie civil, industriel et des systèmes
Area of application code
1200
Area of application group en
Advancement of knowledge
Area of application group fr
Avancement des connaissances
Area of application en
Advancement of knowledge
Area of application fr
Avancement des connaissances
Research subject code
1601
Research subject group en
Industrial engineering
Research subject group fr
Génie industriel
Research subject en
Operations research and management science
Research subject fr
Recherche opérationnelle et science de la gestion
Field of research list names en
Not available
Field of research list names fr
Non disponible
Socioeconomic objective list names en
Not available
Socioeconomic objective list names fr
Non disponible
Application title
Fairness in Systems with Human-Algorithm Decision Making through Optimization and Machine Learning
Keywords
operations research; algorithmic fairness; human-algorithm decision making; optimization; machine learning; assignment
Application summary
With prediction and optimization models becoming more ingrained in decision making processes across multiple sectors (e.g., healthcare, criminal justice, finance), algorithmic advice serves as a valuable means to reduce biases in those processes. Current efforts to do so focus on developing algorithmic fairness notions, which are used to create algorithmically fair models that do not have "any prejudice or favoritism". However, in high-stakes settings, algorithms only guide human experts, who can bypass algorithmic advice to make decisions. This means that focusing only on fairness within algorithms alone is not enough to develop fair systems as it fails to address biases from human decision makers. My program's long-term goal is to create operations research and machine learning (ML) frameworks to improve fairness in high-stakes settings (e.g., healthcare) that involve human-algorithm decision making. My program's short-term objectives aim to mitigate the harms of biased humans in such processes by developing new assignment optimization frameworks, where human-algorithm decision makers (e.g., physicians), with varying predictive abilities, are assigned subjects (e.g., patients) to evaluate for a given prediction task. These assignments will be optimized to improve the overall predictive performance across each decision maker, while ensuring fairness (defined as similar prediction errors across groups and individuals that are being evaluated). The assignment optimization framework will be developed for settings where a human's adherence to algorithmic advice: (i) can be guided and (ii) cannot be guided and instead must be learned. The former requires modeling human-algorithm interactions into optimization models that optimize fairness, predictive performance, and wait times for the decision makers. The latter requires a new active learning and optimization framework for collecting real-world data to develop a prediction model that estimates how human-algorithm decision makers make decisions, which will then be used to make optimal assignments. Finally, to further improve a system's resiliency to biased decision makers, I will develop a new algorithmic fairness notion that accounts for biases from previous decisions using an optimization framework. This new fairness notion will be integrated into the assignment optimization frameworks to ensure such resiliency translates to practice. This program will advance and connect the study of algorithmic fairness and human-algorithm decision making, bridging the research-to-practice disconnect in improving fairness through algorithms. It also develops and presents a new paradigm to algorithmic fairness research, namely, assignment optimization to mitigate human biases in human-algorithm decision making. Together, this research program represents a Canadian led innovation in algorithmic fairness research and further establishes Canada as a research leader in operations research and ML.